PECB ISO-22301-Lead-Implementer Exam Questions - The Advantages of VCEDumps Preparation Material
PECB ISO-22301-Lead-Implementer Exam Questions - The Advantages of VCEDumps Preparation Material
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PECB ISO 22301 Lead Implementer Certification Exam Sample Questions (Q40-Q45):
NEW QUESTION # 40
Scenario:
Prebank is a multinational financial institution. Its services include banking and investing through banking centers, ATMs, and mobile banking platforms. With millions of clients, Prebank's database systems record vast amounts of data and transactions daily. Its main activities depend on the ability of its employees to access clients' data through its database system at any time.
Recently, Prebank's database system stopped working unexpectedly. Soon after, it was discovered that this disruption was caused by the maintenance work on the road outside the company's office building. During the road repair, the workers had unintentionally damaged a water pipe that leaked into Prebank's basement. This leakage affected the company's electrical infrastructure, resulting in a loss of power, which shut down equipment and computers in the server room. Consequently, employees were unable to access Prebank's database system.
After this incident, the employees immediately notified Prebank's IT team. Subsequently, the IT team informed both the maintenance company responsible for the roadworks and the insurance company. The company responsible for maintenance told Prebank's IT team that the maintenance team was not available for the day. Since Prebank did not have a plan for responding to similar disruptions, they had to stop working and go home. Thankfully, the maintenance team arrived at the scene on the next day and made all the necessary repairs, allowing Prebank to resume all its operations.
Following these events, Prebank decided to change its strategy and procedures to prioritize business continuity planning within the company. Its main focus was to address the root cause of disruptions to improve business continuity. As such, the top management decided to implement a Business Continuity Management System (BCMS) based on ISO 22301.
After setting the company's business continuity objectives, the company established a project team, including a project manager and four additional team members. The BCM team was responsible for managing the BCMS implementation process, whereas the top management was responsible for the effectiveness of the BCMS. Through analyzing potential risk scenarios, the team defined Prebank's business continuity strategy as well as the resources for supporting business continuity within the company. This enabled the team to predict the impact of disruptions caused by various incidents, such as power outages. Following these actions, the company established a business continuity plan to manage disruptions effectively without impacting the workflow.
The effective implementation of the BCMS helped Prebank not only minimize losses and ensure continuity in its services but also absorb and adapt to a changing environment.
Prebank's main focus was to address the root cause of disruptions to improve business continuity. Does this align with best practices?
- A. No, best practices advocate for a holistic approach that considers both the impact and root causes of disruptions for effective business continuity planning.
- B. Yes, addressing the root causes allows for proactive management of potential risks and enhances resilience against future disruptions.
- C. No, best practices in business continuity emphasize the impact of disruptions more than their underlying causes.
Answer: B
Explanation:
* Focus on Root Cause and Risk Management:
* ISO 22301 emphasizes both the identification of potential disruptions and their root causes as part of a holisticRisk Assessmentprocess (Clause 8.2.3).
* By addressing root causes, organizations proactively mitigate potential risks and improve overall resilience, aligning with best practices for business continuity.
* Alignment with the Plan-Do-Check-Act (PDCA) Model:
* ISO 22301 integrates the PDCA cycle to establish, implement, and improve a BCMS. Addressing root causes aligns with the"Plan"phase, where risks and objectives are determined, and strategies are set (Clause 6.1).
* Proactive vs. Reactive Approaches:
* Best practices advocate for addressing both the impacts and the underlying causes of disruptions.
By tackling root causes, organizations reduce the likelihood of recurrence, which enhances resilience and business continuity effectiveness (Clause 10.1).
* Supporting Guidance from ISO 22313:
* ISO 22313:2020 clarifies that identifying and addressing vulnerabilities and dependencies is critical for effective business continuity (Clause 8.2.2).
Conclusion: Addressing the root causes of disruptions is a proactive approach that strengthens an organization's resilience and aligns with ISO 22301 best practices for BCMS implementation.
NEW QUESTION # 41
Scenario:
Teleconn, a UK-based telecommunications provider, initiated a BCMS based on ISO 22301 to ensure reliable and consistent services. To monitor the BCMS's performance, the internal audit function was outsourced to a company specializing in auditing services. The outsourced internal auditor was given unrestricted access to employees and documented information necessary for an effective audit.
Based on Scenario 6, the top management planned to conduct management reviews every three months. Is this compliant with ISO 22301?
- A. Yes, ISO 22301 does not provide any specific requirements regarding the frequency of management reviews.
- B. No, ISO 22301 requires organizations to conduct management reviews every six months.
- C. Yes, ISO 22301 requires organizations to conduct management reviews every three months.
Answer: A
Explanation:
ISO 22301 Clause 9.3.1:
* The standard requires management reviews to occur at planned intervals but does not mandate a specific frequency, allowing flexibility to suit the organization's needs.
Scenario Analysis:
* Teleconn's decision to conduct reviews every three months aligns with ISO 22301's requirement to establish intervals based on organizational needs.
Evaluation of Other Options:
* Option B:There is no mandate for quarterly reviews.
* Option C:The standard does not specify six-month intervals.
Conclusion:
* Teleconn's approach is compliant with ISO 22301, as there are no rigid interval requirements.
NEW QUESTION # 42
Why is it important for organizations operating in multiple locations to be aware of compliance requirements?
- A. To ensure uniformity in compliance
- B. To centralize operations
- C. To bypass legal responsibility
Answer: A
NEW QUESTION # 43
Scenario:
NexTech Innovations, a dynamic tech startup located in Seoul, South Korea, is renowned for its advancements in artificial intelligence and robotics. Serving a global clientele, NexTech encountered a sudden obstacle when a critical supplier abruptly ceased operations, disrupting their supply chain and threatening their ability to deliver products on schedule. Recognizing the need for resilience, NexTech initiated the implementation of a robust business continuity management system (BCMS) based on ISO 22301.
NexTech's top management established a project team of five members and appointed Rebecca, the lead operations manager, as the project manager. The BCM team was tasked with the effective implementation of the BCMS in line with ISO 22301 requirements. Rebecca worked with the top management to analyze the internal context of the company to define the BCMS scope, focusing on assessing and determining who is responsible for coordinating and managing activities at different organizational levels.
The project team divided the implementation project into smaller tasks, identifying the personnel, equipment, and materials needed for each. Rebecca personally handled resource allocation to implement and support the BCMS. Meanwhile, the top management ensured active involvement and commitment at all levels of the organization to enhance the BCMS's effectiveness.
Rebecca and the team drafted and published the business continuity policy on the company's website.
However, some employees found the technical jargon challenging to understand, so comprehensive training sessions were held to address this issue. These measures strengthened NexTech's resilience and enhanced client trust by proactively addressing potential disruptions.
Rebecca allocated the necessary resources for implementing and supporting the BCMS. Is this in compliance with ISO 22301?
- A. No, resource allocation for the BCMS should be delegated to a resource allocation team, not the project manager alone.
- B. Yes, it is the project manager's responsibility to allocate resources for the management system.
- C. No, it is the top management's responsibility to allocate the resources needed for the BCMS.
Answer: C
Explanation:
Top Management's Role in Resource Allocation:
* As per ISO 22301:2019 Clause 5.3, top management is responsible for ensuring the availability of resources necessary for establishing, implementing, maintaining, and continually improving the BCMS.
This responsibility cannot be delegated.
Delegation to Project Managers:
* While project managers like Rebecca mayhandle resource allocation operationally, this task must be done within the framework and limits established by top management. They are responsible for defining and approving the resources required.
Analysis of NexTech's Scenario:
* Rebecca's direct handling of resource allocation without explicit mention of top management's approval or oversight deviates from ISO 22301 requirements. The standard emphasizes the need for top management to be directly accountable for resource commitments.
NEW QUESTION # 44
Scenario:
IHost is a web hosting company with more than 350 clients. Recently, its main office was struck by lightning, resulting in a fire that destroyed IHost's network infrastructure. Yet, no service interruption occurred because the company had a fully capable and ready-to-operate site, which ensured 100% availability of the services.
Which business continuity strategy has IHost used?
- A. Rebuild and restoration
- B. Reciprocal agreement
- C. Hot site
Answer: C
Explanation:
Definition of Hot Site:
* A hot site is a fully operational alternative site equipped with the necessary infrastructure to resume operations immediately following a disruption.
Alignment with IHost's Strategy:
* The scenario specifies that services were uninterrupted due to aready-to-operate site, which matches the definition of a hot site.
Evaluation of Other Options:
* Reciprocal Agreement (Option A):Involves sharing resources with another organization, which is not indicated here.
* Rebuild and Restoration (Option C):Refers to repairing or rebuilding infrastructure post-disruption, which does not align with maintaining 100% availability.
Conclusion:
* IHost employed a hot site strategy.
NEW QUESTION # 45
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